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Net capital rule
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581	Microsoft Word[removed]docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-06 09:26:42 Financial markets Credit rating agency Nationally recognized statistical rating organization Net capital rule United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Financial economics Finance Financial regulation
582	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-05 08:50:33 73rd United States Congress Finance Business Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission OTC Markets Group Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
583	FOX & COMPANY INVESTMENTS, INC., Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-28 17:28:25 Arbitration Securities Exchange Act Registered representative Net capital rule Financial regulation Financial economics Selling away United States securities law Economy of the United States Citigroup
584	SEC News Digest, [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-14 12:55:02 United States securities law 73rd United States Congress United States Securities and Exchange Commission Financial markets Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Security Net capital rule Financial economics Finance Financial system
585	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 5, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-05 08:29:18 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
586	Microsoft Word[removed]Trading Suspension.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-16 08:15:21 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
587	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 25, 2006 SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-25 09:54:20 Financial regulation Financial economics SEC filings 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Regulation S-K United States securities law Finance United States Securities and Exchange Commission
588	Microsoft Word[removed]Trading Suspension.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-31 09:01:19 Financial regulation Finance Financial system Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Act Form 144 Net capital rule United States securities law United States Securities and Exchange Commission 73rd United States Congress
589	Microsoft Word[removed]_2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-20 08:27:46 73rd United States Congress Securities Exchange Act Finance Securities and Exchange Commission Government Form 144 Net capital rule United States Securities and Exchange Commission United States securities law Financial regulation
590	SEC News Digest, December 14, 1960 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-31 15:42:25 Stock market Corporate finance United States housing bubble Types of business entity 76th United States Congress Investment Company Act Stock Net capital rule Corporation Business Financial economics Economics

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